PMI® Authorized
PMP® Exam Prep
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PMI® Authorized PMP® Exam Prep
Part Number: ATPPMP1
Course Edition: 1.0
Notices
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other product and service names used may be common law or registered trademarks of their respective proprietors.
Materials in this class are based on the A Guide to the Project Management Body of Knowledge (PMBOK® Guide) – Sixth Edition,
Project Management Institute, Inc., © 2017.
Glossary definitions for terms indicated in blue italic text with an asterisk are taken from A Guide to the Project Management Body of
Knowledge (PMBOK® Guide) – Sixth Edition, Project Management Institute, Inc., © 2017 and Agile Practice Guide, Project
Management Institute, Inc., © 2017.
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PMI® Authorized PMP®
Exam Prep
Lesson 1: Creating a High-Performing Team...................1
Topic A: Build a Team.....................................................................2
Topic B: Define Team Ground Rules..............................................13
Topic C: Negotiate Project Agreements.........................................17
Topic D: Empower Team Members and Stakeholders.................... 22
Topic E: Train Team Members and Stakeholders........................... 27
Topic F: Engage and Support Virtual Teams.................................. 33
Topic G: Build Shared Understanding about a Project....................39
Lesson 2: Starting the Project....................................... 49
Topic A: Determine Appropriate Project Methodology/Methods
and Practices............................................................................ 50
Topic B: Plan and Manage Scope...................................................57
Topic C: Plan and Manage Budget and Resources......................... 72
Topic D: Plan and Manage Schedule..............................................83
Topic E: Plan and Manage Quality of Products and Deliverables.. 103
Topic F: Integrate Project Planning Activities.............................. 115
Topic G: Plan and Manage Procurement...................................... 123
Topic H: Establish Project Governance Structure......................... 136
Topic I: Plan and Manage Project/Phase Closure......................... 140
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Lesson 3: Doing the Work................................................... 147
Topic A: Assess and Manage Risks....................................................... 148
Topic B: Execute Project to Deliver Business Value................................ 160
Topic C: Manage Communications........................................................165
Topic D: Engage Stakeholders.............................................................. 172
Topic E: Create Project Artifacts........................................................... 178
Topic F: Manage Project Changes......................................................... 182
Topic G: Manage Project Issues............................................................ 188
Topic H: Ensure Knowledge Transfer for Project Continuity...................192
Lesson 4: Keeping the Team on Track................................ 199
Topic A: Lead a Team........................................................................... 200
Topic B: Support Team Performance..................................................... 206
Topic C: Address and Remove Impediments, Obstacles, and Blockers...221
Topic D: Manage Conflict..................................................................... 225
Topic E: Collaborate with Stakeholders................................................. 229
Topic F: Mentor Relevant Stakeholders................................................. 236
Topic G: Apply Emotional Intelligence to Promote Team Performance... 240
Lesson 5: Keeping the Business in Mind..............................251
Topic A: Manage Compliance Requirements......................................... 252
Topic B: Evaluate and Deliver Project Benefits and Value....................... 259
Topic C: Evaluate and Address Internal and External Business
Environment Changes...................................................................... 267
Topic D: Support Organizational Change.............................................. 273
Topic E: Employ Continuous Process Improvement............................... 281
Appendix A: Mapping Course Content to the Project Management
Professional (PMP)® Examination Content Outline....................... 289
Mastery Builders................................................................................. 291
Solutions............................................................................................ 315
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Glossary............................................................................................. 367
Index.................................................................................................. 387
| PMI® Authorized PMP® Exam Prep |
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| Table of Contents |
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About This Course
If you are taking this course, you probably have some professional exposure to the duties of
a project manager, or you may be considering embarking on a career in professional project
management. Your ability as a project manager to demonstrate best practices in project
management—both on the job and through professional certification—is becoming the
standard to compete in today's fast-paced and highly technical workplace. In this course,
you will apply the generally recognized practices of project management acknowledged by
the Project Management Institute (PMI)® to successfully manage projects.
Project managers who have proven skills and experience can find exciting, high-visibility
opportunities in a wide range of fields. This course is specifically designed to provide you
with the proven, practical body of project management knowledge and skills that you need
to demonstrate project management mastery on the job. Additionally, this course can be a
significant part of your preparation for the Project Management Professional (PMP)®
Certification Exam. The skills and knowledge you gain in this course will help you avoid
making costly mistakes and increase your competitive edge in the project management
profession.
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Course Description
Target Student
This course is designed for individuals who have on-the-job project management experience
regardless of whether their formal job role is project manager, who are not certified project
management professionals, and who might or might not have received formal project
management training.
The course enables candidates to develop professionally, increase their project management
skills, apply a formalized and standards-based approach to project management, and seek
career advancement by moving into a formal project manager job role, as well as to apply
for Project Management Institute, Inc. (PMI)® Project Management Professional (PMP)®
certification.
Prerequisites
To ensure your success in this course, you should have experience with basic project
management concepts and have some working experience with project management. You
can obtain this level of skills and knowledge by taking the following PMI courses:
•
• Project Management Basics
•
Introduction to Project Management
Introduction to Agile
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| PMI® Authorized PMP® Exam Prep |
Course Objectives
In this course, you will build and manage a team to plan, execute, and complete a project that is
aligned to the business environment. You will:
• Create a high-performing team.
• Plan and manage the project.
• Execute and assess the project work.
• Keep the team on track.
• Keep the business environment in mind.
The PMI CHOICE Home Screen
Logon and access information for your CHOICE environment will be provided with your class
experience. The CHOICE platform is your entry point to the CHOICE learning experience, of
which this course manual is only one part.
On the CHOICE Home screen, you can access the CHOICE Course screens for your specific
courses. Visit the CHOICE Course screen both during and after class to make use of the world of
support and instructional resources that make up the CHOICE experience.
Each CHOICE Course screen will give you access to the following resources:
• Classroom: A link to your training provider's classroom environment.
• eBook: An interactive electronic version of the printed book for your course.
• Files: Any course files available to download.
• Checklists: Step-by-step procedures and general guidelines you can use as a reference during
and after class.
• Spotlights: Brief animated videos that enhance and extend the classroom learning experience.
• Assessment: Items you can complete for your self-assessment of your level of understanding of
the course content.
• Social media resources that enable you to collaborate with others in the learning community
using professional communications sites such as LinkedIn or microblogging tools such as
Twitter.
Visit your CHOICE Home screen often to connect, communicate, and extend your learning
experience!
How To Use This Book
As You Learn
This book is divided into lessons and topics, covering a subject or a set of related subjects. In most
cases, lessons are arranged in order of increasing proficiency.
The results-oriented topics include relevant and supporting information you need to master the
content. Each topic has various types of activities designed to enable you to solidify your
understanding of the informational material presented in the course. Information is provided for
reference and reflection to facilitate understanding and practice.
Data files for various activities as well as other supporting files for the course are available by
download from the CHOICE Course screen. In addition to sample data for the course exercises, the
course files may contain media components to enhance your learning and additional reference
materials for use both during and after the course.
Checklists of procedures and guidelines can be used during class and as after-class references when
you're back on the job and need to refresh your understanding.
At the back of the book, you will find a glossary of the definitions of the terms and concepts used
throughout the course. You will also find an index to assist in locating information within the
instructional components of the book. In many electronic versions of the book, you can click links
on key words in the content to move to the associated glossary definition, and on page references in
| About This Course |
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| PMI® Authorized PMP® Exam Prep |
the index to move to that term in the content. To return to the previous location in the document
after clicking a link, use the appropriate functionality in your PDF viewing software.
As You Review
Any method of instruction is only as effective as the time and effort you, the student, are willing to
invest in it. In addition, some of the information that you learn in class may not be important to you
immediately, but it may become important later. For this reason, we encourage you to spend some
time reviewing the content of the course after your time in the classroom.
As a Reference
The organization and layout of this book make it an easy-to-use resource for future reference.
Taking advantage of the glossary, index, and table of contents, you can use this book as a first
source of definitions, background information, and summaries.
Course Icons
Watch throughout the material for the following visual cues.
Icon
Description
A Note provides additional information, guidance, or hints about a topic or task.
A Caution note makes you aware of places where you need to be particularly careful
with your actions, settings, or decisions so that you can be sure to get the desired
results of an activity or task.
Spotlight notes show you where an associated Spotlight is particularly relevant to
the content. Access Spotlights from your CHOICE Course screen.
Checklists provide job aids you can use after class as a reference to perform skills
back on the job. Access checklists from your CHOICE Course screen.
Social notes remind you to check your CHOICE Course screen for opportunities to
interact with the CHOICE community using social media.
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| About This Course |
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1
Creating a High-
Performing Team
Lesson Time: 8 hours
Lesson Introduction
The success of your project depends on the people involved. The project team members are
vital to doing the work of the project efficiently and effectively. The stakeholders connected
to the project have the ability to help or hinder a project's success, and therefore need to be
kept engaged along the way. A key role of a project manager is the assembling and managing
of the project team and any additional stakeholders. High-performing teams have a shared
understanding of and commitment to the project, and possess the appropriate training that
empowers them to do the work. In this lesson, you will create a high-performing project
team.
At the beginning of each lesson, you will see references to how the lesson and topic content
maps to the Project Management Professional (PMP®) Examination Content Outline
(ECO). The ECO tasks that are addressed in each lesson will be noted next to the lesson
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objectives.
This lesson addresses tasks from the People domain of the PMP® Exam Content Outline
(ECO).
Lesson Objectives
In this lesson, you will:
• Determine project team member requirements, appraise team skills, and maintain team
knowledge transfer. (ECO Tasks 1.2, 1.6)
• Collectively define project ground rules based on context, such as organizational rules
and team dynamics. (ECO Task 1.12)
• Determine a negotiation strategy and negotiate project agreements. (ECO Task 1.8)
• Organize around team strengths and support team task accountability. (ECO Task 1.4)
• Ensure team members and stakeholders are adequately trained. (ECO Task 1.5)
• Continually evaluate the effectiveness of virtual team member engagement. (ECO Task
1.11)
• Reach consensus and support the outcome of the parties’ agreement. (ECO Task 1.10)
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TOPIC A
PMP® Certification
The Spotlight on Earning
PDUs presentation is
available from the
Spotlight tile on the
CHOICE Course screen.
You may choose to
include it in your
instructional plans, or
you can remind students
about the tile and the
supplemental
information it contains.
The PMP® ECO
Explain that the ECO
tasks and enablers that
are addressed in each
lesson topic are noted at
the beginning of each
lesson. These
references are provided
for students who are
preparing for the PMP®
certification exam.
Enablers
Build a Team
Successful projects require teams to build the required business solution. In this topic, you will
explore the processes and practices required to build effective teams.
PMP Certification
Project Management Professional (PMP)® is the most important industry-recognized certification
for project managers. Globally recognized and demanded, the PMP demonstrates that those with
this designation have the experience, education, and competency to lead and direct projects. This
can be achieved by having the required project management experience and passing an exam, and
then maintained by obtaining Professional Development Units (PDUs). This is similar to the
Certified Public Accountant (CPA) exam and professional development requirements.
Note: For a list of additional reference materials to help you prepare for the PMP exam, you can
visit https://www.pmi.org/certifications/types/project-management-pmp/pmp-
reference-list.
Note: To further explore the PDU requirements, you can access the Spotlight on Earning
PDUs presentation from the Spotlight tile on the CHOICE Course screen.
The PMP® Examination Content Outline (ECO)
The Project Management Professional (PMP®) Examination Content Outline (ECO) documents the
domains, tasks, and enablers that are addressed on the PMP® certification exam, as well as the
percentages of questions allocated to each of the exam domains.
• Domains are defined as the high-level knowledge areas that are essential to the practice of
project management.
• Tasks are the underlying responsibilities of the project manager within each domain area.
• Enablers are illustrative examples of the work associated with the task. Enablers are not meant
to be an exhaustive list but rather a few examples to help demonstrate what the task
encompasses.
To assist you in your preparation for the exam, each lesson topic starts with a list of ECO enablers
covered in that topic. Deliverables and tools that are relevant to particular tasks and enablers have
also been identified by the PMI® and listed for your reference.
Note: You can access the PMP® ECO mapping document from the Files tile on the CHOICE
Course screen.
Enablers, Deliverables, and Tools
This topic addresses various enablers from the ECO.
• Support diversity and inclusion. (ECO 1.2.2)
• Appraise teams' skills. (ECO 1.6.1)
• Determine team member requirements. (ECO 1.6.2)
• Continuously assess and refresh team skills. (ECO 1.6.3)
• Maintain team knowledge and transfer. (ECO 1.6.4)
• Discuss responsibilities within teams. (ECO 2.16.1)
Lesson 1: Creating a High-Performing Team | Topic A
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The following deliverables and tools are relevant to the enablers addressed in this topic. Some of
these might be covered in detail in other sections of the course.
Deliverables and Tools
PMI® Authorized PMP® Exam Prep | 3
Project Teams
Deliverables
Skills list
Technology
Resource schedule
Rates
Resource assignment
Tools
RACI matrix
Pre-assignment tools
Virtual teams
Project Teams
A project team* is a set of individuals who support the project manager in performing the work
of the project to achieve its objectives. The roles of the people on the project team can include:
• Project management staff that performs activities such as budgeting, scheduling, reporting and
control, risk management, and project communications. This role may be supported by a PMO.
• Project staff that perform the work to create the project deliverables.
• Supporting experts who perform work to develop the project management plan. These roles can
include legal, logistics, engineering, testing, and so on.
• User or customer representatives who will provide requirements and accept the project
deliverables.
• Sellers that are external companies issued a contract to provide a product or service needed by
the project.
• Business partners that are external companies that provide specialized support through a
partnership.
• Business partner members that support the business partnership.
Note: The members of the project team are also part of the stakeholder group; however, not all
stakeholders are part of the project team. Generally, the project team is internal to the
organization and actively participates in doing the project work. The stakeholder group is the
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larger group of people and organizations that can influence, or is affected by, the outcome of a
project. For example, fans of the local sports team are stakeholders in the project to build a new
sporting arena, but they are not part of the project team.
As a critical part of Project Resource Management, you need to be able to do the following:
• Estimate, acquire, and manage teams of people.
• Estimate the other resources those team members will need to carry out the work.
• Obtain the people.
• Develop the team, improve their competencies, facilitate interactions, and create an effective
teaming environment.
• Track team performance, create and execute improvements based on feedback, resolve issues,
and manage team personnel changes
Note: Glossary definitions for terms indicated in blue italic text with an asterisk are taken from,
A Guide to the Project Management Body of Knowledge (PMBOK® Guide) – Sixth Edition, Project
Management Institute Inc., 2017 and Agile Practice Guide, Project Management Institute Inc.,
2017.
Project Team Composition
Project team composition can vary based on organizational culture, location, and
scope. Composition refers to the team's makeup and how the team members are brought together
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Lesson 1: Creating a High-Performing Team | Topic A
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Project Team Member
Requirements
Project Stakeholders
or combined on the team. For example, they can be a dedicated team in which most of the project
team members are assigned to work on the project full-time, or they can be part-time team members
who work on a project in addition to their regular work. Often, organizations have a mix of these
two formats. The project team generally comprises the project manager, project management team,
and other individual team members. The individual team members perform project work and might
not be involved in the management side of the project. The project team contains people from
different groups who possess knowledge on specific subjects or have unique skill sets to carry out
project work.
Project Team Member Requirements
In order for the team to meet its objectives, it will need enough of the relevant skill sets to perform
the work and produce the desired results. In most cases it is preferable to avoid single-points-of-
failure, where only one resource has a needed skill to perform a particular type of work. One trend is
to make use of what are called generalizing specialists, who have a core competency but have general
skills in other areas that can be leveraged as needed by the team to support its objectives.
In addition to the team members themselves, you will need to identify the other physical supports
that the team members will require to be able to perform (equipment, access rights, etc.). The Plan
Resource Management process encompasses both planning for the team members and for the
physical resources those team members will require to perform.
Project Stakeholders
Stakeholders for a project, as the name implies, have a stake in the project and its deliverables. The
Project Manager needs to be able to identify the stakeholders, plan stakeholder engagement, manage
the stakeholders, and monitor the stakeholder engagement.
A stakeholder* is an individual, group, or organization that may affect, be affected by, or perceive
itself to be affected by a decision, activity, or outcome of a project, program, or portfolio.
Stakeholders may or may not be actively involved in project work and could affect or be affected by
a decision, an activity, or an outcome of a project. Stakeholders take on a variety of roles and
responsibilities on a project, and can include members of the project team, customers, end users,
and many other individuals and groups of people. Managing stakeholders' influence and engagement
throughout the project will have a large impact on a project's outcomes and success.
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PMI® Authorized PMP® Exam Prep | 5
Figure 1-1: Stakeholders and the project.
Stakeholders may have competing interests, needs, priorities, and opinions. They may have
conflicting visions for the project's outcomes, so managing them carefully is an important part of
the project manager's role. Project managers must identify the internal and external stakeholders of a
project as early as possible, learn what their needs are, and secure their participation in defining the
project's parameters and success criteria. Although it may be difficult to negotiate a consensus early
in the project, it is far less painful and costly than getting to the end of the project only to learn that
someone's needs were not met or were misunderstood.
Stakeholder Identification
Stakeholders should be identified early in the project so that their needs and expectations can be
met. They are also the people best able to help the project succeed, as they have a specific interest in
the project objectives and its success. It is important to identify project stakeholders regularly and to
analyze and document relevant information regarding their interest, involvement, interdependencies,
influence, and potential impact on project success.
The identified stakeholder list should be reviewed and modified as needed throughout the project as
changes occur. Documents like the Business Case and Benefits Management Plan should describe
lists of the stakeholders.
Once created, the communications management plan and stakeholder engagement plans should
describe the stakeholders and the planned engagement model. As the project progresses, Change
Logs, Issue Logs, or Requirements documents can also unearth additional stakeholders. The
Stakeholder
Identification
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Skills List
stakeholders lists may be affected by different organizational environment factors. Existing
templates and stakeholder lists from previous projects may be useful.
Skills List
There are a variety of interpersonal skills* that each member of the project team will need to
establish and maintain relationships with other people. Although all of the skills are relevant to you
and your project team, some of the skills will be more germane at particular times of the project.
Regardless of when you use these skills, it's important for you to understand them and how they can
be used.
The following table provides a description of skills that will be helpful as you build the project team.
Item
Description
Conflict management
Cultural awareness
Decision making
Facilitation
Leadership
Meeting management
Negotiation
Conflict management involves intervening before a negative result
from a conflict can occur. Successfully managing conflicts
throughout a project's life cycle can be challenging. As a project
manager, you will be the point person for any conflict that arises.
You will determine how it will be handled. The goal is to try to
increase any positive outcomes of a conflict so it can be viewed as a
learning experience.
Understanding and being aware of the different cultural viewpoints
and beliefs of the individuals on your project team can help reduce
miscommunication and misunderstandings.
Decision making can be a very important skill to use when working
with others to come up with a result. In the business world,
decisions are usually produced by a group of individuals.
Demonstrating that you have the ability to make decisions will
show that you can be a strong advocate in any decision-making
process, meeting, or group. Decision making can be broken up into
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a series of phases, including:
• Defining the problem
• Generating potential solutions
• Planning for solution actions
• Putting ideas into action
• Planning for solution evaluations
• Evaluating the outcomes and processes
Facilitation techniques are skills used to lead or guide an assembled
group toward a successful conclusion such as making a decision or
finding a solution.
The ability to step up and guide others to achieve results.
Leadership abilities are gained through experience, building
relationships, and taking on initiatives.
The ability to conduct productive meetings efficiently and
effectively will be useful when gathering the necessary information
for developing the project charter.
Negotiation is an approach used by more than one individual to
come to an agreement or resolution. Being able to successfully
negotiate will have a huge impact on how you resolve issues and
conflicts that arise during the course of a project.
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PMI® Authorized PMP® Exam Prep | 7
Item
Networking
Observation/conversation
Servant leadership
Team building
Description
The interaction between people to expand their knowledge about
business topics. It can take place in an organization, industry, or
professional environment.
A technique that involves watching individuals as they perform
their daily tasks in an effort to obtain first-hand knowledge of a
situation or how a process is going.
A type of leadership used in agile and other types of projects, which
encourages the self-definition, self-discovery, and self-awareness of
team members by listening, coaching, and providing an
environment which allows them to grow. Servant leaders facilitate
the team’s work, remove any work barriers, educate stakeholders on
the processes being followed, and celebrate the team’s
accomplishments.
Building a strong team can be challenging, but through continuous
support and working collaboratively, you can enable a team to work
together to solve problems, diffuse interpersonal issues, share
information, and tackle project objectives as a unified force. The
team mentality is extremely effective and can be a powerful tool in
achieving project objectives.
Reference: Project Management Institute, A Guide to the Project Management Body of Knowledge (PMBOK® Guide) – Sixth Edition, Project
Management Institute, Inc., 2017, Page 80
The RACI Chart
A RACI chart* is a common type of Responsibility Assignment Matrix (RAM) that uses
responsible, accountable, consult, and inform statuses to define the involvement of stakeholders in
project activities. RACI stands for Responsible, Accountable, Consulted, and Informed. The RACI
matrix helps identify who is responsible for making decisions and how the people responsible are
supported. RACI is generally used to provide clarity on the roles and responsibilities assigned to
each project team member. The RACI chart is also called a RASI chart, where "S" stands for
"Support."
The RACI Chart
The Spotlight on RACI
Chart Creation
presentation is available
from the Spotlight tile on
the CHOICE Course
screen. You may choose
to include it in your
instructional plans, or
you can remind students
about the tile and the
supplemental
information it contains.
Figure 1-2: A sample RACI chart.
Reference: Project Management Institute, A Guide to the Project Management Body of Knowledge (PMBOK® Guide) – Sixth Edition, Project
Management Institute, Inc., 2017, Page 317.
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Lesson 1: Creating a High-Performing Team | Topic A
8 | PMI® Authorized PMP® Exam Prep
Note: For more information, check out the Spotlight on RACI Chart Creation presentation
from the Spotlight tile on the CHOICE Course screen.
Team Skill Appraisal
Pre-Assignment Tools
Diversity and Inclusion
Team Skill Appraisal
Assessments of the team members and the team holistically enable the team to identify its strengths
and weaknesses, and to help assess opportunities for improvement, build trust, and establish
communications mechanisms. These may help to better identify:
• Team preferences
• Aspirations
•
• Decision making processes
•
Information processing and organization
Interactions with other team members
Pre-Assignment Tools
There are a number of tools and techniques to support skills appraisals. These may include:
• Attitudinal surveys
• Specific assessments
• Structured interviews
• Ability tests
• Focus groups
Diversity and Inclusion
Project managers are often asked to work on projects with a global scope, or at least a broadly
diverse project team, with members from different cultural backgrounds, industry experiences, or
who even speak in different languages. The project team may adopt a project "team language" that is
different from their native language. The project manager should seek to create an environment that
takes advantage of this diversity and builds a team climate of mutual trust. Team development
objectives might include:
•
•
• Creating a collaborative culture to improve individual and team performance and facilitate cross-
Improving team knowledge and skills to reduce cost and time and improve quality.
Improving trust to raise team morale, reduce conflict, and improve teamwork.
training and mentoring.
• Empowering the team to participate in decision making and own the solutions they create.
Note: Tuckman's...