A Partial Break of the Honeypots Defense to Catch Adversarial Attacks

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A Partial Break of the Honeypots Defense to Catch Adversarial Attacks

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A Partial Break of the Honeypots Defense

to Catch Adversarial Attacks

Nicholas Carlini (Google Brain)

Abstract—A recent defense proposes to inject “honeypots” into

neural networks in order to detect adversarial attacks. We break

the baseline version of this defense by reducing the detection true

positive rate to 0%, and the detection AUC to 0.02, maintaining

the original distortion bounds. The authors of the original paper

have amended the defense in their CCS’20 paper to mitigate this

attacks. To aid further research, we release the complete 2.5 hour

keystroke-by-keystroke screen recording of our attack process at

https://nicholas.carlini.com/code/ccs honeypot break.

Threat Model. This defense argues robustness under the ℓ∞

norm threat model (ǫ = 8/255) for both (a) a full white-box

threat model, and (b) a limited white-box threat model where

the adversary has access to the trained model fθ but not the

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signature φ. The defense reports a 0.97 minimum AUC across

all prior attacks, and claims a 0.76 AUC against the strongest

adaptive attacks that allow a 6.3× larger distortion bound.

I. INTRODUCTION

Shan et al. [2] (CCS’20) recently proposed a honeypots-based

defense against adversarial examples. This defense injects a

backdoor into a neural network during training, and then

shows that adversarial examples generated on this classifier

share similar activation patterns to backdoored inputs—and

can therefore be detected with near-perfect accuracy.

The authors of this paper provided us with early access to

an implementation of this defense. We find that the baseline

version of this defense is completely ineffective. We reduce

the AUC to below 0.02 (random guessing gives 0.50), for a

true positive of 0% at a false positive rate of 10%. In response,

the authors have amended the defense introducing additional

randomness and layers that mitigate this attack. This short

paper analyzes the baseline version of the defense.

II. ATTACKING THE HONEYPOT DEFENSE

We assume familiarity with prior work on adversarial exam-

ples [3], and breaking adversarial examples detectors [1]. We

use f (x) to denote a trained neural network evaluated on input

image x. An adversarial example is an input x′ so that kx−x′k

is small (under some ℓp norm) but f (x) 6= f (x′).

The Honeypot Defense injects a backdoor perturbation ∆

during the neural network training process so that for all inputs

x, the classifier will consistently and predictably misclassify

f (x + ∆). As a result of this backdoor, standard methods

to generate adversarial examples will create examples x′ that

have “characteristics” of the backdoored inputs.

These characteristics are formalized by comparing the cosine

similarity between the hidden vectors h(x′) and the average

backdoored hidden vector φ = Ex∈X (h(x + ∆)). That is, for

a given input x, the defense computes

sim(h(x), φ) =

h(x) · φ

kh(x)k kφk

and rejects an input x as adversarial if sim(h(x), φ) > τ .

A. Initial White-Box Attack: Reducing AUC to 0.46

Following recent advice [4], we design a loss function to be as

simple as possible to make it easy to diagnose difficulties in

optimization. Thus, we adopt the most common attack tech-

nique, and minimize a weighted sum of the misclassification

loss and the detection-evading loss:

arg max

δ:kδk∞≤ǫ

Lxe

f (x + δ), y

(cid:18)

− λ · Ld

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(cid:19)

(cid:18)

h(x + δ), φ

(1)

(cid:19)

where Lxe is standard cross-entropy loss, Ld = sim(h(x), φ)

is the loss of the detector (defined on the signature φ for the

hidden vector h(·)), and λ is a hyperparameter controlling the

relative importance of the two terms1. We directly minimize

this loss function with 100 iterations of ℓ∞-regularized gradi-

ent descent with a step size of 0.1.

This form of loss function is not new: we used it extensively

in prior work [1], and the honeypot defense paper used it to

perform its own adaptive attack [2]. Nevertheless, the attack

is effective at reducing the defense AUC to 0.46—below the

threshold of 0.5 corresponding to random guessing. We are

unable to explain why our attack succeeded when the authors

attempt at this exact formulation failed.

B. Improved White-Box Attack: Reducing AUC to 0.02

The above loss formulation has a weakness: an optimal attack

method should satisfy three constraints simultaneously. The

final generated adversarial example:

• should introduce a sufficiently small perturbation;

• should be misclassified as a particular target class; and,

• should not be detected as adversarial by the detector.

Solving Equation 1 guarantees that the perturbation is bounded

correctly (because of the hard constraint), but does not guar-

antee the other two properties. When minimizing Equation 1,

we might over-optimize the cross-entropy loss at the expense

of the detection loss (if λ is too small) or instead that we

1We set λ = 8 for our attacks. Manual binary search determined that λ = 5

was too small and λ = 10 was too large. Setting λ = 8 was just right.

might might over-optimize the detection loss (if λ is too big).

Instead, we would like to ensure that whenever the input

already adversarial, all available distortion “budget” goes into

fooling the detector (and vice versa).

We thus consider an improved attack that alternates between

two gradient descent procedures. As long as the input x + δ is

misclassified, i.e., f (x + δ) 6= y, we perform straightforward

gradient descent minimizing the detection loss:

δ ← projkδk≤ε

δ − η · ∇Ld(h(x + δ), φ)

(cid:1)

(cid:0)

taking steps of size η and ensuring the perturbation remains

bounded within the ℓ∞ box with norm ǫ.

(2)

Alternatively, if instead f (x + δ) = y, then we minimize the

cross-entropy loss. As a first attempt we update with

More generally, consider an adversary who computes two

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adversarial examples x′ and x′′ for a given input x such that

h(x′) · h(x′′) = 0. Then by randomly returning one of these

inputs as the result of A(x), is will be definitionally impossible

for the classifier to obtain greater than a 50% true positive rate.

D. Mitigating this Attack

The honeypot defense authors have mitigated this attack in the

final version of their paper. We do not analyze the robustness

of this modified scheme, and refer the reader to the updated

paper for details on how the scheme has been modified. It

is an interesting and open question to study if the improved

defense could be evaded with a stronger attack.

(3)

III. DISCUSSION

δ ← projkδk≤ε

.

δ + η · ∇Lxe(f (x + δ), y)

(cid:1)

(cid:0)

By doing this, we can ensure that every gradient descent step

is helpful: when x + δ is misclassified we take steps to reduce

the likelihood it is detected; when x + δ is not misclassified

we take steps to increase the cross entropy loss.

This has one drawback: often these two steps point in opposite

directions. Progress is then slow, with each step “undoing” the

progress made in the prior step. To alleviate this, whenever

we take steps to make the input more adversarial, we ensure

that doing so does not also make the input more detectable.

This is achieved by ensuring that all cross-entropy steps are

orthogonal to the detection gradient direction. Formally, let

gx = ∇Lxe(f (x + δ), y)

gd = ∇Ld(h(x + δ), φ)

then we replace Equation 3 with

δ ← projkδk≤ε(cid:18)

δ + η ·

gx − gd

(cid:0)

gd · gx

kgdkkgxk

.

(cid:19)

(cid:1)

(4)

(5)

(6)

These two approaches are identical when allowed a sufficient

number of iterations of gradient descent. However, it is easy to

see why this procedure is more efficient for a limited number

of gradient descent steps: for sufficiently small step sizes η, the

update rule in Equation 6 is guaranteed to be orthogonal the

gradient direction from Equation 4. Therefore, we never make

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negative progress on steps in this direction. This improved

attack reduces the classifier AUC to 0.02.

C. Attacking without Signature Knowledge

The defense also claims robustness against an adversary who

is not aware of the signature φ. Unfortunately, the defense is

also broken under this threat model. Because of the intuition

of the defense—that typical adversarial examples will have a

signature similar to φ—it is possible to estimate it through

˜φ = Ex∈X (h(A(x))

The attacks presented above are simple modifications of well-

known methods, and apply gradient descent to a well-crafted

loss function. This phenomenon is not new—an appropriate

implementation of gradient descent has sufficed for breaking

many defenses published over the last several years [4].

Although we should not require that published defenses be

perfect and resist all attack, we should hope that attacks

on published defenses require novel attack approaches. Even

when defenses can be broken, if they require sophisticated

attacks then they can be extremely valuable in order to help

better understand what are and are not fundamental properties

of adversarial examples. However, when breaks amount to

“apply gradient descent”, there are few generalizable lessons

other than that one particular idea does not work.

In order to provide more perspective, we recorded our 2.5

hour attack, keystroke-by-keystroke, to document the steps we

follow. (This two and a half hours goes from first inspecting

the code to the final break, and is not an atypical amount of

time; attacks in [4] took similarly long.) We hope this addi-

tional artifact might provide useful for developing improved

procedures for assessing performance of studied defenses:

https://nicholas.carlini.com/code/ccs honeypot break

ACKNOWLEDGEMENTS

We are grateful to Shawn Shan and Ben Zhao for providing

us code and discussing their defense, and Aleksander Madry

for comments on an early draft of this paper.

REFERENCES

[1] N. Carlini and D. Wagner, “Adversarial examples are not easily detected:

Bypassing ten detection methods,” AISec, 2017.

[2] S. Shan, E. Wenger, B. Wang, B. Li, H. Zheng, and B. Y. Zhao, “Using

honeypots to catch adversarial attacks on neural networks,” CCS, 2020.

[3] C. Szegedy, W. Zaremba, I. Sutskever, J. Bruna, D. Erhan, I. Goodfellow,

and R. Fergus, “Intriguing properties of neural networks,” 2014.

where A(x) generates an adversarial example on input x. Then

we run exactly the prior attack substituting ˜φ for φ.

[4] F. Tramer, N. Carlini, W. Brendel, and A. Madry, “On adaptive attacks to

adversarial example defenses,” arXiv preprint arXiv:2002.08347, 2020.